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SEC Rule 10b-5
Results: 780

#	Item
651	Complaint: David J. Lubben Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-20 15:14:59 UnitedHealth Group Options backdating Financial regulation Securities Act Securities Exchange Act SEC Rule 10b-5 Business Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
652	Administrative Proceeding: David N. Kenneally, CPA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-10 17:04:37 Finance U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Exchange Act Sarbanes–Oxley Act SEC Rule 10b-5 Generally Accepted Accounting Principles New Century Accountant United States securities law Business Accountancy
653	Complaint: Gregory N. Champe Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-22 15:45:32 Financial regulation Financial system Economics Corruption SEC Rule 10b-5 Insider trading Martek Biosciences Corporation Securities Act Securities Exchange Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
654	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-28 13:39:03 Financial regulation SEC filings Finance New Deal Securities Act Financial economics Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law United States Securities and Exchange Commission 73rd United States Congress
655	No[removed]__________________________________________ UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT __________________________________________ T. JEFFREY SIMPSON, on behalf of himself and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-11 17:02:34 Central Bank of Denver v. First Interstate Bank of Denver Law Financial regulation SEC Rule 10b-5 Private Securities Litigation Reform Act Securities Exchange Act United States Securities Act Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
656	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 22, 2012 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-22 15:11:34 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities Act Securities regulation in the United States SEC Rule 10b-5 United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
657	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 24, 2012 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-24 14:41:00 United States Securities and Exchange Commission Stock market Government Proxy statement Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities regulation in the United States Financial economics United States securities law SEC filings 73rd United States Congress
658	IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA D EXCHANGE COMMISSION, : Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-15 12:15:39 Investment Stock exchange SEC Rule 10b-5 Securities and Exchange Commission Securities Exchange Act Volume Business Stock market United States securities law Financial economics
659	Administrative Proceeding: Karlheinz Redekopp, CGA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-04 10:47:19 Business U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Generally Accepted Accounting Principles Sarbanes–Oxley Act Accountant Securities Act SEC Rule 10b-5 Private placement United States securities law Accountancy Finance
660	UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]KARL L. KAPPS, et al., Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-16 13:38:27 United States Basic Inc. v. Levinson SEC Rule 10b-5 Securities Act Regulation S-K Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Central Bank of Denver v. First Interstate Bank of Denver United States securities law Financial regulation Law

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